Augustine Nnamdi Ezechi

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 07/2017
  J.P. Morgan Securities Llc
  Long Island City, NY
• 07/2017 → Present
  Lpl Financial Llc
  Lindenhurst, NY

Previous Registrations

• 2012-10-01 → 2017-08-08
  J.P. Morgan Securities Llc
  Long Island City, NY
  Lindenhurst, NY
• 2007-11-16 → 2012-10-01
  Chase Investment Services Corp.
  Astoria, NY
  Long Island City, NY
  College Point, NY
  Elmhurst, NY

Other Businesses

1. 9/18/2017 - ANE Wealth Management - DBA: ANE Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/28/2017 - 120 Hours Per Month During Securities Trading. 2. 09/14/2021 - No Business Name - Not Investment Related - Home Based - Other-Human Services - Start Date: 08/12/2020 - 55 Hours Per Month/0 Hours During Securities - Child care.

Exams

• S66 Uniform Combined State Law Examination
  2005-05-17