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Brian Wood

Wells Fargo Clearing Services, LLC

Charlotte, NC

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-05-18
  • NC RA
    APPROVED
    Since 2026-05-18

Branch Locations

550 S Tryon St 40Th And 42Nd Fls, Charlotte, NC 28202 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Virginia Asset Management Llc Richmond VA 04/2004 11/2016
Wells Fargo Clearing Services Charlotte NC 04/2026 Present
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 09/2024
Wells Fargo Investment Institute, Inc. Charlotte NC 09/2024 04/2026
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-13
  • S65 Uniform Investment Adviser Law Examination
    2024-12-13
Other Names
  • Brian Patrick Wood

View on SEC IAPD

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