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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2018-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Green Bay | WI | 07/2013 | 02/2018 |
| Lpl Financial Llc | De Pere | WI | 02/2018 | Present |
1. 8/23/2018 - Trinity Management Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/01/2009 - 160 Hours Per Month/80 Hours During Securities Trading. 2. 8/29/2018 - Trinity Management Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - AGENT - Start Date: 06/01/2013 - 30 Hours Per Month/30 Hours During Securities Trading - OFFERING FIXED INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-06-04 |
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