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140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2019-10-30 |
Branch Locations
140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank | Pittsburgh | PA | 05/2016 | 03/2017 |
| Citizens Securities, Inc. | Pittsburgh | PA | 05/2016 | 03/2017 |
| Healthmarkets | Lexington | KY | 08/2017 | 11/2017 |
| Jpmorgan Chase Bank | Lexington | KY | 11/2017 | 04/2019 |
| Jp Morgan Securities Llc | Lexington | KY | 11/2017 | 04/2019 |
| Unemployed | Nicholasville | KY | 04/2017 | 08/2017 |
| Rowman & Little Field Publishing | Nicholasville | KY | 08/2003 | Present |
| Kettle-A-Gogo Llc. | Nicholasville | KY | 10/2016 | 04/2021 |
| Ascensus | Newton | MA | 04/2019 | Present |
Applicant is engaged in an outside non-investment business activity as a published author for Rowman & Littlefield Publishing located at 4501 Forbes Blvd, Ste 200, Lanham, MD 20706. No hours are currently being dedicated to this activity, however there is the expectation of continued royalty payments.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-17 |
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