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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-06-09 |
| CT | RA | APPROVED | 2023-05-02 |
| TX | RA | APPROVED | 2023-05-02 |
Branch Locations
1305 Morgan Stanley Ave, Unit 122, Winter Park, FL 32789 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Windsor | CT | 09/2014 | 01/2020 |
| Ameriprise Financial Services Inc | Putnam | CT | 01/2020 | 05/2023 |
| Lpl Financial Llc | Windsor | CT | 05/2023 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 05/2023 | Present |
| Hub International Investment Services | Kansas City | MO | 11/2025 | Present |
1) 3/2023 - ALPHA PENSION GROUP, A DIV OF HUB NEW ENGLAND / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 3/2023 - HUB INTERNATIONAL / Outside/W-2 Employment / Not Investment Related / Windsor CT / Start date - 05/01/2023 / 160 Hours per month 3) 3/2023 - HUB RETIREMENT AND WEALTH MANAGEMENT / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 4) 05/05/2023 - HUB RETIREMENT AND WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 5/1/2023 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% 5) 05/05/2023 - ALPHA PENSION GRP, A DIV OF HUB NEW ENGLAND - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 5/1/2023 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% 6) 05/05/2023 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 5/1/2023 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 12/05/2025 - BSMG - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 12/03/2025 - 3 hours per month/ during trading 8) 01/06/2026 - ST Collectibles - Business Owner - Owner - Not Investment Related - At Reported Business Location(s) - Start Date 12/19/2025 - 5 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-20 |
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