Timothy Ray Mccarley

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2011-09-12
TX	RA	APPROVED_RES	2011-09-09

AR RA
APPROVED

Since 2011-09-12
TX RA
APPROVED_RES

Since 2011-09-09

Branch Locations

2600 S Pinnacle Hills Pkwy, Rogers, AR 72758 • United States

401 West Walnut, Rogers, AR 72757 • United States

3914 Massard Rd, Fort Smith, AR 72903 • United States

575 Memorial Drive, Bella Vista, AR 72714 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl	Charlotte	NC	08/2011	Present
First Western Bank	Rogers	AR	08/2011	Present

08/2011 → Present

Lpl

Charlotte, NC
08/2011 → Present

First Western Bank

Rogers, AR

Previous Registrations

2009-06-01 → 2011-08-17

Morgan Stanley

Fayetteville, AR
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Fayetteville, AR
2004-08-03 → 2007-04-02

Morgan Stanley Dw Inc.

Fayetteville, AR

Rogers, AR

Rogers, AR

Other Businesses

1. 08/04/2011 - DBA ONLY - FIRST WESTERN FINANCIAL. 2. 03/04/2019 - Uber Technologies - Not investment related - Fayetteville, Arkansas - Uber Driver - start date:02/18/2019 - 10 hrs/mo.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-07-30

S66 Uniform Combined State Law Examination

2004-07-30

View on SEC IAPD