Best Investors Account Sign in

Thomas Jay Mayer

Wells Fargo Clearing Services, LLC

Winter Park, FL

Lady Lake, FL

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-10
CO RA APPROVED 2018-06-20
CA RA APPROVED 2011-01-03
WI RA APPROVED 2011-01-03
  • FL RA
    APPROVED
    Since 2025-11-10
  • CO RA
    APPROVED
    Since 2018-06-20
  • CA RA
    APPROVED
    Since 2011-01-03
  • WI RA
    APPROVED
    Since 2011-01-03

Branch Locations

480 N Orlando Ave Ste C220 [F2-Rbo], Winter Park, FL 32789 • United States

13707 N Us Hwy 441, Lady Lake, FL 32159 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Wis Green Bay WI 05/2000 Present
Wells Fargo Advisors Llc Green Bay WI 01/2011 11/2016
Wells Fargo Clearing Services, Llc Green Bay WI 11/2016 Present
  • 05/2000 → Present
    Wells Fargo Bank Wis
    Green Bay, WI
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Green Bay, WI
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Green Bay, WI
Previous Registrations
  • 2004-09-01 → 2011-01-03
    Wells Fargo Investments, Llc
    Green Bay, WI
    Green Bay, WI
    Green Bay, WI
    Green Bay, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-29
  • S66 Uniform Combined State Law Examination
    2004-07-29

View on SEC IAPD

Other Firms

EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
THRIVENT INVESTMENT MANAGEMENT INC.
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
DOBSON STREET LLC
PFS INVESTMENTS INC.
CETERA INVESTMENT ADVISERS LLC

Other Investors

Bradley Dean Erb
Julie Kerr Tecau
Samuel Warren Gruenig
Brittney Rhyianna Cooper
Carlton J Smith
Erin B Long
Misty Morris
DiIvory Edgecomb

Other Offices

EDWARD JONES · Winter Park, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Winter Park, FL
THRIVENT INVESTMENT MANAGEMENT INC. · Winter Park, FL
LPL FINANCIAL LLC · WINTER PARK, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Winter Park, FL
WELLS FARGO CLEARING SERVICES, LLC · WINTER PARK, FL
DOBSON STREET LLC · WINTER PARK, FL
PFS INVESTMENTS INC. · WINTER PARK, FL

More in Winter Park, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor