Cory Underwood

Current Employers

Employment History

• 04/2016 → 12/2020
  Rubinbrown Advisors Llc
  Denver, CO
• 09/2016 → 04/2018
  Rubinbrown Brokerage Services, Llc
  Denver, CO
• 12/2020 → 07/2022
  National Asset Management
  Highlands Ranch, CO
• 07/2022 → 02/2024
  B. Riley Wealth Advisors Inc.
  Memphis, TN
• 02/2024 → Present
  Triad Hybrid Solutions
  Norcross, GA

Previous Registrations

• 2020-12-04 → 2024-02-28
  B. Riley Wealth Advisors, Inc.
  Highlands Ranch, CO
• 2016-04-12 → 2020-12-04
  Rubinbrown Advisors Llc
  Denver, CO
• 2012-01-27 → 2016-04-12
  Cue Financial Group, Inc.
  Scottsdale, AZ
• 2010-08-17 → 2012-01-31
  New England Securities
  Phoenix, AZ
  Albuquerque, NM
• 2009-10-22 → 2010-07-20
  Bancwest Investment Services, Inc.
  Rio Rancho, NM
  Albuquerque, NM
  Albuquerque, NM
  Los Lunas, NM
  Los Lunas, NM
  Albuquerque, NM
  Albuquerque, NM
  Albuquerque, NM
  Albuquerque, NM
• 2008-06-24 → 2009-09-30
  Cue Financial Group, Inc.
  Albuquerque, NM
  Phoenix, AZ
• 2006-02-23 → 2008-06-13
  Cpa Wealth Advisors Llc
  Albuquerque, NM
• 2004-07-23 → 2005-04-04
  Citigroup Global Markets Inc.
  Santa Fe, NM

Other Businesses

1)Financial Planning Association;not investment related;PO Box 460445,Aurora,CO 80046;501(c)(6);chair/past president;1/1/2024;5 hrs/month;4 hrs during trading;attend monthly board of director meetings & executive committee meetings,attend quarterly advisory council meetings,attend annual Chapter Leaders Conference as a representative of the chapter 2)Ironsight Wealth Management LLC;investment related 1745 Shea Center Dr,Suite 400,Highlands Ranch,CO 80129;llc;managing member;1/9/2021;160 hrs/month;130 hrs during trading;dba

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-07-12
• S63 Uniform Securities Agent State Law Examination
  2004-06-16

Designations

Other Names

• Cory Underwood
• Cory Brandon Underwood