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Nam V Tran

Strategic Advisers LLC

Farmington, UT

Salt Lake City, UT

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-31
UT RA APPROVED 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31
  • UT RA
    APPROVED
    Since 2025-03-31

Branch Locations

Farmington, UT • United States

49 North 400 West, Salt Lake City, UT 84101-1368 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Salt Lake City UT 01/2004 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 01/2004 → Present
    Fidelity Brokerage Services Llc
    Salt Lake City, UT
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Farmington, UT
    Salt Lake City, UT
  • 2007-07-05 → 2018-07-13
    Strategic Advisers Llc
    Salt Lake City, UT
    Salt Lake City, UT
Other Businesses

OBA-9820|OrgNmn:SLCTran, LLC|Org Addr:Farmington,Utah,US|OBA Nature:Residential Real Estate Rental|Invst Rel:Y|Title:Owner|Duties:Collect rent maintain properties (lawn care, fixed things when it's broken)|StrtDt:12-21-15|TotHrs/mon:2|TrdHrs/mon:0|OBA-9821|OrgNmn:Nam Tran|Org Addr:Farmington,Utah,US|OBA Nature:Residential Rentals|Invst Rel:Y|Title:Owner|Duties:Collect Rent, Maintain Properties (lawn care, fix things when is broken)|StrtDt:06-14-10|TotHrs/mon:2|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-03
S63 Uniform Securities Agent State Law Examination 2004-07-20
  • S66 Uniform Combined State Law Examination
    2007-07-03
  • S63 Uniform Securities Agent State Law Examination
    2004-07-20
Other Names
  • Nam Van Tran

View on SEC IAPD

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