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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-03-25
TX RA APPROVED_RES 2017-03-25
  • CT RA
    APPROVED
    Since 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-03-25

Branch Locations

800 Boston Post Road Building 2, Suite 203, Guilford, CT 06437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Shelton CT 05/2004 03/2017
Mml Investors Services, Llc Guilford CT 03/2017 Present
Massachusetts Mutual Life Insurance Company Guilford CT 07/2016 Present
  • 05/2004 → 03/2017
    Metlife Securities Inc.
    Shelton, CT
  • 03/2017 → Present
    Guilford, CT
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Guilford, CT
Previous Registrations
  • 2004-08-16 → 2017-03-25
    Msi Financial Services, Inc.
    Guilford, CT
    Guilford, CT
Other Businesses

1) Name: Matthew Paulsen Inv Rel: Y Add: Residential Address, Nature: Outside Insurance Sales Position: Agent Start Date 1/2013 No. HR/MO: 2 HR/MO during Sec Trading: 2 Describe duties: Life (term/universal/whole), Property & Casualty, Disability, Long-Term Care, Health, & Fixed Annuities. 2) Name: 203 RE, LLC Inv rel: Y Add: Residential Address Nature: Rental Income/ Rental Real Estate Position: Managing Partner Start date: 4/16/2021 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Run operations for 5 unit rental property. 3) NAME: The Nest at 27 Stag's Leap, LLC INV REL: Y ADD: 6 corporate Dr., Shelton CT 06484-6270 NATURE: LLC for personal property ownership POSITION: Member START DATE: 08/15/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Manage bills and upkeep for personal property (4) NAME: MRP Holding Co., LLC INV REL: Y ADD: Residential Address NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION POSITION: Owner/President START DATE: 03/18/2025 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Monitor funds coming into and out of the LLC (5) NAME: Barnum Capital Management, LLC INV REL: Y ADD: 800 BOSTON POST RD., STE 203, GUILFORD CT 06437 NATURE: LLC FOR PASS THROUGH COMPENSATION POSITION: Partner/Managing member START DATE: 03/13/2025 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: To manage income and expenses.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-12
  • S66 Uniform Combined State Law Examination
    2004-07-12

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