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Casey Alan Cagle

Charles Schwab & Co., Inc.

Houston, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-26
  • TX RA
    APPROVED
    Since 2022-01-26

Branch Locations

4200 Westheimer Rd Suite 100, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. San Antonio TX 08/2005 01/2017
Unemployed San Antonio TX 02/2017 04/2017
Td Ameritrade Houston TX 05/2017 12/2022
Charles Schwab And Co., Inc. Houston TX 12/2022 Present
Charles Schwab Bank Houston TX 11/2023 Present
  • 08/2005 → 01/2017
    Citigroup Global Markets Inc.
    San Antonio, TX
  • 02/2017 → 04/2017
    Unemployed
    San Antonio, TX
  • 05/2017 → 12/2022
    Td Ameritrade
    Houston, TX
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Houston, TX
  • 11/2023 → Present
    Charles Schwab Bank
    Houston, TX
Previous Registrations
  • 2017-06-05 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Houston, TX
    Houston, TX
  • 2017-06-05 → 2022-10-14
    Td Ameritrade, Inc.
    Houston, TX
    Omaha, NE
  • 2005-11-02 → 2017-01-27
    Citigroup Global Markets Inc.
    Jacksonville, FL
    San Antonio, TX
    Houston, TX
    Houston, TX
    San Antonio, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-10-27
S63 Uniform Securities Agent State Law Examination 2004-06-15
  • S65 Uniform Investment Adviser Law Examination
    2005-10-27
  • S63 Uniform Securities Agent State Law Examination
    2004-06-15

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
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