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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2016-08-18
MA RA APPROVED 2016-02-11
NC RA APPROVED 2014-12-18
  • SC RA
    APPROVED
    Since 2016-08-18
  • MA RA
    APPROVED
    Since 2016-02-11
  • NC RA
    APPROVED
    Since 2014-12-18

Branch Locations

2000 Randolph Road, Charlotte, NC 28207 • United States

Fort Mill, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Pnc Investments Charlotte NC 07/2015 09/2018
Pnc Investments Charlotte NC 10/2018 Present
  • 07/2015 → 09/2018
    Pnc Investments
    Charlotte, NC
  • 10/2018 → Present
    Pnc Investments
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-14
  • S66 Uniform Combined State Law Examination
    2015-04-14
Other Names
  • Tony M. Gummo
  • Tony Gummo
  • Anthony Michael Gummo
  • Anthony Gummo
  • Anthony M Gummo

View on SEC IAPD

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