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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-15 |
| CA | RA | APPROVED | 2022-12-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | San Diego | CA | 03/2015 | 10/2018 |
| Princor Financial Services Corporation | San Diego | CA | 03/2015 | 10/2018 |
| Securities America, Inc. | San Diego | CA | 10/2018 | 10/2020 |
| Verus Capital Partners, Llc | San Diego | CA | 10/2018 | 10/2021 |
| Lpl Financial Llc | San Diego | CA | 10/2020 | 10/2021 |
| Benchmark Investments, Llc | New York | NY | 10/2021 | Present |
| Kingswood Wealth Advisors Llc | Stockbridge | GA | 01/2022 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | La Jolla | CA | 10/2022 | Present |
| Universal Financial Consultants | San Diego | CA | 10/2018 | 10/2022 |
| Bank Of America, N.A. | La Jolla | CA | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-18 |
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