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Current Employers
Bankers Life Advisory Services, Inc.

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2016-07-12
  • NC RA
    APPROVED
    Since 2016-07-12

Branch Locations

10706 Sikes Place Ste 300, Charlotte, NC 28277 • United States

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life & Casualty Charlotte NC 01/1996 Present
Bankers Life Securities, Inc. Charlotte NC 05/2016 Present
Bankers Life Advisory Services Charolotte NC 07/2016 Present
  • 01/1996 → Present
    Bankers Life & Casualty
    Charlotte, NC
  • 05/2016 → Present
    Bankers Life Securities, Inc.
    Charlotte, NC
  • 07/2016 → Present
    Bankers Life Advisory Services
    Charolotte, NC
Previous Registrations
  • 2011-07-14 → 2016-05-27
    Concourse Financial Group Securities, Inc.
    Charlotte, NC
    Birmingham, AL
    Charlotte, NC
    Birmingham, AL
Other Businesses

BANKERS LIFE & CASUALTY; 10706 SIKES PLACE, SUITE 300, CHARLOTTE, NC 28277; INSURANCE AGENT: INSURANCE SALES/SERVICES INVESTMENT RELATED: 150 HRS/MONTH; START-01/1996; DESCRIPTION: INSURANCE SALES/SERVICES;MANAGE AGENTS, MANAGERS AND ADMINISTRATORS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-03-28
  • S63 Uniform Securities Agent State Law Examination
    2000-03-28
Designations
Other Names
  • William Oconnell Baylog

View on SEC IAPD

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