Joseph Michael Maker

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2017 → 10/2022
  Waldron Private Wealth
  Bridgeville, PA
• 07/2008 → 01/2017
  Pwc
  Pittsburgh, PA
• 10/2022 → Present
  Raymond James Financial Services Inc
  Pittsburgh, PA
• 03/2023 → Present
  Raymond James Financial Services Advisors Inc.
  Pittsburg, PA

Previous Registrations

• 2017-03-21 → 2022-10-11
  Waldron Private Wealth
  Bridgeville, PA
  Washington, DC

Other Businesses

(1) Name of Business: Lobo One LLC Address: 2071 Blackberry Ln, Valencia, PA, 16059, United States Activity Type: Business Owner Position/Title: Officer - President, Partner Investment Related: Yes Start Date: 01/09/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the partnership representative (President) responsible for all signing authority on things such as agreements, banking authority and tax authority filings. (2 Name of Business: Underwriters Brokerage Service Address: 600 Waterfront Dr Ste 125, Pittsburgh, PA, 15222-4751, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Place disability and life insurance with company as agent. (3)Name of Business: Shorebridge Wealth Management LLC Address: 600 Waterfront Dr Ste 125, Pittsburgh, PA, 15222-4751, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/04/2022 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-03-24

Designations

• Certified Financial Planner