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Mitra Nosrati Katz

Wells Fargo Clearing Services, LLC

Woodland Hills, CA

Westlake Village, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-11-05
  • CA RA
    APPROVED
    Since 2021-11-05

Branch Locations

6001 Topanga Canyon Blvd, Woodland Hills, CA 91367 • United States

3059 Townsgate Rd 4Th Fl/Ste 400 [Ld-Rbo], Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Tarzana CA 09/2016 11/2016
Wells Fargo Bank, Na Woodland Hills CA 07/2016 Present
Wells Fargo Clearing Services, Llc Tarzana CA 11/2016 05/2021
Wells Fargo Clearing Services, Llc Woodland Hills CA 08/2021 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-05
S63 Uniform Securities Agent State Law Examination 2005-10-07
  • S66 Uniform Combined State Law Examination
    2021-11-05
  • S63 Uniform Securities Agent State Law Examination
    2005-10-07
Other Names
  • Mitra Katz

View on SEC IAPD

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Other Offices

MERCER GLOBAL ADVISORS INC. · Woodland Hills, CA
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VENTURA ADVISORS · WOODLAND HILLS, CA
LPL FINANCIAL LLC · WOODLAND HILLS, CA
LINCOLN INVESTMENT · WOODLAND HILLS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Woodland Hills, CA
CITIGROUP GLOBAL MARKETS INC. · Woodland Hills, CA
CHELSEA MANAGEMENT COMPANY · WOODLAND HILLS, CA

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