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Employer firm

Oneamerica Securities, Inc. CRD 4173

$306M regulatory AUM 8,795 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Oneamerica Securities, Inc.

One American Square, Indianapolis, IN 46282 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-03-08
  • FL RA
    APPROVED
    Since 2018-03-08

Branch Locations

Plantation, FL • United States

One American Square, Indianapolis, IN 46282 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Fort Lauderdale FL 06/2013 03/2018
Mml Investors Services Fort Lauderdale FL 09/2013 03/2018
American United Life Plantation FL 01/2018 Present
Oneamerica Securities Plantation FL 03/2018 Present
  • 06/2013 → 03/2018
    Mass Mutual Life Insurance Company
    Fort Lauderdale, FL
  • 09/2013 → 03/2018
    Mml Investors Services
    Fort Lauderdale, FL
  • 01/2018 → Present
    American United Life
    Plantation, FL
  • 03/2018 → Present
    Oneamerica Securities
    Plantation, FL
Previous Registrations
Other Businesses

Non-variable insurance sales (fixed life, fixed annuities)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-25
  • S65 Uniform Investment Adviser Law Examination
    2006-05-25
Other Names
  • Adam K Fenster

View on SEC IAPD

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