David William Sippel

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  J.P. Morgan Securities Llc
  Chicago, IL
• 10/2010 → Present
  Jpmorgan Chase Bank, N.A.
  Chicago, IL

Other Businesses

Entity Name: Self-employed musician Investment related: No Address: Palatine IL Nature of the other business: Writing, recording, and performing music. Perform indepently and with band Van Go. Position/Title/Relationship: Self-employed musician Start Date: 08-Jun-2009 Approximate # of hours a month: 10 - 15 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Musician, primary songwriter, performer and owner of original music material. Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S66 Uniform Combined State Law Examination
  2019-04-26