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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-11-29 |
Branch Locations
1159 W. Washington St., Pittsfield, IL 62363 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farmers State Bank | Pittsfield | IL | 08/2009 | 03/2018 |
| Investment Centers Of America, Inc. | Pittsfield | IL | 03/2012 | 11/2017 |
| Lpl Financial, Llc | Pittsfield | IL | 11/2017 | Present |
1. 10/29/2021 - Henry's Midwest Snowie LLC - Not Investment Related - Various Locations - Other-Managing Member - Start Date: 07/07/2021 - 10 Hours Per Month/0 Hours During Securities Trading - Managing Member of my 15 year old twin daughters' snow cone business. 2. 02/09/2024 - Integrity Investments & Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/05/2018 - 200 Hours Per Month/140 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-17 |
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