Toby Scott Harris

Employer firm

Eq Wealth Advisors CRD 322294

$617M regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 11/2022
  Commonwealth Financial Network
  San Diego, CA
• 11/2022 → Present
  Eq Wealth Advisors, Llc
  Dallas, TX
• 12/2022 → 12/2025
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2014-04-08 → 2022-12-13
  Commonwealth Financial Network
  Dallas, TX
• 2012-07-02 → 2014-04-24
  First Allied Advisory Services, Inc.
  Dallas, TX
• 2014-03-18 → 2014-03-19
  Commonwealth Financial Network
  Dallas, TX
• 2010-01-21 → 2012-07-02
  First Allied Securities, Inc.
  San Diego, CA
  San Diego, CA
  Allen, TX
• 2005-07-29 → 2010-01-22
  Lpl Financial Llc
  Dallas, TX
  Dallas, TX
  Dallas, TX
• 2004-06-29 → 2005-08-09
  Equitable Advisors, Llc
  Dallas, TX

Other Businesses

1) EQ Wealth Advisors LLC. Investment Related. At registered location. RIA. Chief Wealth and Partner. 09/2022. Hrs/month 180 all during trading hours. Chief wealth planner and owner. 2) Traditional Insurance. Agent. 10/2022. Hrs/month 1 all during trading hours. Sales of fixed/traditional insurance products.

Exams

• S66 Uniform Combined State Law Examination
  2004-06-28

Other Names

• Toby Harris