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Ali Abbas Rezvi

Hsbc Securities (Usa) Inc.

Princeton, NJ

New York, NY

CRD 4791657

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Employer firm

Hsbc Securities (Usa) Inc. CRD 19585

$3.84B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-10-03
GA RA APPROVED 2025-09-05
ND RA APPROVED 2025-09-04
PR RA APPROVED 2025-09-03
VI RA APPROVED 2025-08-29
NC RA APPROVED 2025-08-28
AK RA APPROVED 2025-08-27
DE RA APPROVED 2025-08-26
IA RA APPROVED 2025-08-26
MN RA APPROVED 2025-08-26
MT RA APPROVED 2025-08-26
NM RA APPROVED 2025-08-26
AL RA APPROVED 2025-08-25
KS RA APPROVED 2025-08-25
LA RA APPROVED 2025-08-25
ME RA APPROVED 2025-08-25
MD RA APPROVED 2025-08-25
NE RA APPROVED 2025-08-25
TX RA APPROVED_RES 2025-08-25
UT RA APPROVED 2025-08-25
NJ RA APPROVED 2025-08-11
NY RA APPROVED 2024-08-27
CA RA APPROVED 2023-02-24
  • DC RA
    APPROVED
    Since 2025-10-03
  • GA RA
    APPROVED
    Since 2025-09-05
  • ND RA
    APPROVED
    Since 2025-09-04
  • PR RA
    APPROVED
    Since 2025-09-03
  • VI RA
    APPROVED
    Since 2025-08-29
  • NC RA
    APPROVED
    Since 2025-08-28
  • AK RA
    APPROVED
    Since 2025-08-27
  • DE RA
    APPROVED
    Since 2025-08-26
  • IA RA
    APPROVED
    Since 2025-08-26
  • MN RA
    APPROVED
    Since 2025-08-26
  • MT RA
    APPROVED
    Since 2025-08-26
  • NM RA
    APPROVED
    Since 2025-08-26
  • AL RA
    APPROVED
    Since 2025-08-25
  • KS RA
    APPROVED
    Since 2025-08-25
  • LA RA
    APPROVED
    Since 2025-08-25
  • ME RA
    APPROVED
    Since 2025-08-25
  • MD RA
    APPROVED
    Since 2025-08-25
  • NE RA
    APPROVED
    Since 2025-08-25
  • TX RA
    APPROVED_RES
    Since 2025-08-25
  • UT RA
    APPROVED
    Since 2025-08-25
  • NJ RA
    APPROVED
    Since 2025-08-11
  • NY RA
    APPROVED
    Since 2024-08-27
  • CA RA
    APPROVED
    Since 2023-02-24

Branch Locations

Princeton, NJ • United States

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Beverly Hills CA 12/2022 Present
Hsbc Bank Usa. N.A. Beverly Hills CA 12/2022 Present
Hsbc Holdings Plc Hong Kong 03/2013 11/2022
  • 12/2022 → Present
    Hsbc Securities (Usa) Inc.
    Beverly Hills, CA
  • 12/2022 → Present
    Hsbc Bank Usa. N.A.
    Beverly Hills, CA
  • 03/2013 → 11/2022
    Hsbc Holdings Plc
    Hong Kong
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-13
S63 Uniform Securities Agent State Law Examination 2011-06-28
  • S66 Uniform Combined State Law Examination
    2023-02-13
  • S63 Uniform Securities Agent State Law Examination
    2011-06-28
Other Names
  • Ali Abbas Rezvi
  • Ali Rezvi
  • Aliabbas Rezvi

View on SEC IAPD

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