Christopher Jon Mitchell

Current Employers

Employment History

• 02/2016 → 11/2018
  Sii
  Devon, PA
• 11/2018 → Present
  Osaic Wealth, Inc.
  Devon, PA

Previous Registrations

• 2016-02-17 → 2018-11-02
  Signator Investors, Inc.
  Devon, PA
• 2014-03-19 → 2015-06-26
  Ameriprise Financial Services, Llc
  West Chester, PA

Other Businesses

1)PA Public Notary, 1 Cameron Ct. Royersford, PA 19468, start 8/2010, approx 1 hr mo, 0 trading hrs............. 2)Rental property owner, Sunset South Unit 5 102 6th St. Ocean City, MD 21842, start 9/1/1998, approx 1 hr mo, 0 trading hrs............. 3)Knights of Columbus Member and Chief Counselor, St. Basil's Columbian Squires and KofC 2300 Kimberton Rd, Kimberton, PA 19442, start 5/2011, approx 4 hrs mo, 0 trading hrs................. 4)Insurance Broker: Life, Annuities, LTC, DI, Bala Financial Group 208 Old Lancaster Road Devon, PA 19333, start 2/2016, approx 10 hrs mo and 10 trading hrs....... 5)SUNSET SOUTH TOWNHOME/CONDOMINIUM ASSOCIATION POSITION: Vice President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 04/26/16 ADDRESS: 102 6th St., Ocean City MD 21842 DESCRIPTION: Volunteer Position - President of the Sunset South Townhome/Condominium Association consist of 6 units total where I help serve as the President of the association to helpfacilitate annual meeting and equal participation in voting along with the other owners if there is a specific motion brought up the regarding maintenance and rules for our association. 6)BALA FINANCIAL GROUP POSITION: Registered Rep. - Financial Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HRS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/04/16 ADDRESS: 208 Old Lancaster Road, Devon PA 19333 DESCRIPTION: Sales/Marketing of Securities and Insurance Products 7) CMITCHPITCH BASEBALL CONSULTANT POS: Owner/Baseball Consultant NATURE: LLC INVESTMENT RELATED: No NUMBER OF HRS: 12 SECURITIES TRADING HRS: 0 START DATE: 08/26/22 ADD: 1 Cameron Ct, Royersford PA 19468 DESC: Independent Baseball Consultant to Athletes, Teams, Coaches, Parents and/or Baseball Executives. 8) ASSOCIATION OF PROFESSIONAL BALL PLAYERS OF AMERICA, INC. (APBPA) POS: Board Member NATURE: 501-C3 Charity Organization INVESTMENT RELATED: No NUMBER OF HRS: 33 SECURITIES TRADING HRS: 7 START DATE: 04/17/26 ADD: 2810 N Church St, PMB 644343, Wilmington DE 64434 DESC: As President, I just facilitate the meetings for the 12 Member Board which will average 1 per month after business hours unless time zone differences force a Zoom Meeting or phone or Face to face Meeting. There is no handling of any funds as there is an independent third party firm that is hired to handle all Bookkeeping and Tax filing and cashflow management, No conflicts of interest as no clients are currently members. My prior role was Philly Chapter President that was approved. 9) SMWW AGENCY POS: Agent Advisor NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HRS: 10 SECURITIES TRADING HRS: 0 START DATE: 04/20/2023 ADD: 1100 NW Glisan St. Suite 2B, Portland OR 97209 DESC: Review Prospective and Current Professional Baseball and Football Players to determine what level of competence, skills, abilities and other key areas may fit well into our Sports Agency. I may be assigned by the Certified Agent within the SMWW Agency to evaluate and review the player's scouting profile to see if it matches my observations. 10) BASEBALL HOT STOVERS POS: Facilitator NATURE: Local Community Based Group INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/18/2025 ADD: 153 Church St, Phoenixville PA 19460 DESC: Help lead and facilitate the quarterly baseball guest speaker meetings. Volunteer position. 11) C. MITCH PITCH SPORTS AGENCY LLC POSITION: MLBPA Certified Agent NATURE: LLC - Solo Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 11/20/2025 ADDRESS: 611 South Dupont Highway Suite 102, Dover DE 19901 DESCRIPTION: Facilitate contract negotiations for MLB and MiLB Players. Sports agent consulting services to NFL Players and occasionally other sports. I focus mostly on baseball players. Host meetings, fly to meet them, and at times furnish equipment for their use in accordance with their contract stimulations.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-02-10
• S63 Uniform Securities Agent State Law Examination
  2004-05-14

Designations

Other Names

• Christopher Mitchell