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8925 West Post Road 2Nd Floor, Las Vegas, NV 89148 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-08-29 |
Branch Locations
1455 Response Road, Suite 100, Sacramento, CA 95815 • United States
8925 West Post Road 2Nd Floor, Las Vegas, NV 89148 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Sacramento | CA | 04/2016 | Present |
| Wcg Wealth Advisors, Llc | Sacramento | CA | 04/2016 | Present |
1. 4/20/2016: Darold Mark - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 3/10/16 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%. 2. 4/29/2016: WCG Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 3/10/16 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%. 3. 01/30/2024 - Darold Mark & Associates - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 04/03/2017 - 80 Hours Per Month/ 72 Hours During Trading - I provide investment advisory services through WCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in 1/2024. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2004-05-25 |
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