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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-10-05
  • OH RA
    APPROVED
    Since 2016-10-05

Branch Locations

14414 Detroit Ave . Ste. 101, Lakewood, OH 44107 • United States

Cleveland, OH • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation North Olmsted OH 09/2007 10/2016
Szarka Financial Management North Olmsted OH 09/2007 Present
Cambridge Investment Research, Inc. Fairfield IA 10/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2016 Present
  • 09/2007 → 10/2016
    Fsc Securities Corporation
    North Olmsted, OH
  • 09/2007 → Present
    Szarka Financial Management
    North Olmsted, OH
  • 10/2016 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2016 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 200 HRS/MO - 160 HRS/MO TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2) CM CONRAD LLC, 15517 Greenway Rd, Cleveland OH 44111, United States, 01/2008, PRESIDENT, Insurance/Benefits/Human Resources, NIR, 5 HRS/MO - 5 HRS/MO TRADING. 3) MAVERICK FINANCIAL STRATEGIES, 14414 Detroit Ave, Suite 101, Lakewood OH 44107, 03/2025, FOUNDER, DBA NAME, 160 HR/MO - 160 HR/MO TRADING. 4) INTERDEPENDENT ADVISORS, 14414 Detroit Ave, Suite 101, Lakewood OH 44107, 07/2026, Agent, DBA Name, NIR, 160 HR/MO - 40 HR/MO TRADING. 5) MARLOWE TAX LLC, 14414 Detroit Ave, Suite 15, Lakewood OH 44107, 07/2026, Agent, Tax Services, NIR, 20 HR/MO - 4 HR/MO TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-06-04
S65 Uniform Investment Adviser Law Examination 2004-06-02
  • S63 Uniform Securities Agent State Law Examination
    2004-06-04
  • S65 Uniform Investment Adviser Law Examination
    2004-06-02
Other Names
  • Charles M Conrad

View on SEC IAPD

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