Taylor Clay Hundley

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 06/2018
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 07/2018 → Present
  Lpl Financial Llc
  Dallas, TX

Previous Registrations

• 2008-10-31 → 2018-07-11
  Osaic Services, Inc.
  Dallas, TX
• 2008-09-24 → 2008-10-31
  American General Securities Incorporated
  Houston, TX
  Dallas, TX
  Dallas, TX

Other Businesses

1. 7/5/2018 - WC Hundley Family Trust - Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Trustee - Started 04/25/2011 - 5 Hours Per Month/1 Hour During Securities Trading - Time Spent 1%. 2. 7/5/2018 - INFINITI ACQUISITIONS, LLC - Not Investment Related - 200 W. Erwin Street, Tyler, TX 75702 - Real Estate Rental - Owner & Manager - Started 06/15/2005 - 5 Hours Per Month/0 Hours During Securities Trading - Time Spent1 % - Mixed use rental property. 3. 7/5/2018 - W.C Hundley & Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/01/2004 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-01-21
• S63 Uniform Securities Agent State Law Examination
  2004-05-07