Kevin James Dykes

Current Employers

Employment History

• 04/2015 → Present
  Massachusetts Mutual Life Insurance Co
  Newport Beach, CA
• 01/2016 → Present
  Mml Investors Services, Llc
  Newport Beach, CA

Previous Registrations

• 2009-06-01 → 2010-07-21
  Morgan Stanley
  Long Beach, CA
  Long Beach, CA
• 2007-10-19 → 2009-06-01
  Citigroup Global Markets Inc.
  Long Beach, CA
• 2004-09-07 → 2007-10-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rolling Hills Estates, CA
  Long Beach, CA
  Seal Beach, CA

Other Businesses

NAME: MAGELLAN CAPTIAL INC INV REL: Y ADD: 4675 MACARTHUR COURT #1050 NEWPORT BEACH CA 92660 NATURE: LIFE HEALTH GROUP LIFE GROUP HEALTH POSITION: OWNER AND PRESIDENT DATE: 4/2015 NO HRS/MO: 6 NO HRS/MO TRADING TIME: 0 DUTIES: OPERATE COMPANY (2) NAME: KEVIN J DYKES INV REL: Y ADD: 4675 MACARTHUR COURT STE 1050 NEWPORT BEACH CA 92660 NATURE: PRACTICE CONSULTING FOR FINANCIAL SERVICES PROFESSIONALS POSITION: OWNER START DATE: 05/01/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: PROVIDE FINANCIAL PRACTICE CONSULTING SERVICES TO OTHER FINANCIAL PROFESSIONALS. ENGAGEMENTS WILL HAVE A DEFINED "START" AND "FINISH" AND WILL BE PRICED UPON HOURS COMMITTED

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-05-09
• S63 Uniform Securities Agent State Law Examination
  2016-01-19
• S66 Uniform Combined State Law Examination
  2004-09-03

Other Names

• Kevin Dykes