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Phillip D. Tronolone

LPl Enterprise, LLC

Orchard Park, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

3085 Southwestern Boulevard Suite 200, Orchard Park, NY 14127 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Harbor Media Orchard Park NY 05/2009 Present
Prudential Insurance Company Of America Orchard Park NY 11/2013 Present
Pruco Securities, Llc. Orchard Park NY 11/2013 11/2024
Lpl Enterprise, Llc Orchard Park NY 11/2024 Present
  • 05/2009 → Present
    Harbor Media
    Orchard Park, NY
  • 11/2013 → Present
    Prudential Insurance Company Of America
    Orchard Park, NY
  • 11/2013 → 11/2024
    Orchard Park, NY
  • 11/2024 → Present
    Orchard Park, NY
Previous Registrations
  • 2021-06-07 → 2024-11-14
    Williamsville, NY
    Orchard Park, NY
  • 2010-02-08 → 2010-06-22
    Wall Street Financial Group, Inc.
    Victor, NY
    Hamburg, NY
    Lockport, NY
Other Businesses

1.09/26/2024; HARBOR MEDIA LLC; Advertising agency; NON inv related; 10 hrs/mo non trading; 2 hr/mo trading; 05/01/2016 2. 09/26/2024; NOTARY; yes INV RELATED; 1hr/mo non trading; 1hr/mo trading; 07/02/2016 HARBOR MEDIA, LLC 6284 W QUAKER ST, ORCHARD PARK, NY 14127 ADVERTISING AGENCY N PRESIDENT. ADVERTISING AGENCY. WRITE AND PRODUCE VIDEO PRESENTATIONS AND COMMERCIALS, PURCHASE AIRTIME FROM MEDIA OUTLETS FOR CLIENTT, PERFORM ROUTINE ACCOUNTING DUTIES. SMALL EXCLUSIVE CLEINT DATA BASE 5-10 NON-SECURITY TRADING HOURS PER MONTH. 5/2009 10 hrs/mo 2 trading hrs/mo Erie County NY Democratic Committee 671 Seneca St,, Buffalo, NY 14210 Political organizing - volunteer N Democratic Committeeman 08/30/2018 2 hrs/mo 0 trading hrs/mo SELF - NOTARY PUBLIC POSITION: ON AN AS NEEDED BASIS I AM ABLE TO SIGN DOCUMENTSTHAT VERIFY A PERSON'S IDENTITY. I DO NOT RECIEVE ANY FEE FOR THE SERVICE, BUT ONLY PROVIDE IT AS A COURTESY NATURE: Administrative Support INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/02/2007 ADDRESS: 6284 W QUAKER ST, ORCHARD PARK NY 14127, United States DESCRIPTION: ON AN AS NEEDED BASIS I AM ABLE TO SIGN DOCUMENTSTHAT VERIFY A PERSON'S IDENTITY. I DO NOT RECIEVE ANY FEE FOR THE SERVICE, BUT ONLY PROVIDE IT AS A COURTESY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-01-27
S63 Uniform Securities Agent State Law Examination 2004-08-31
  • S66 Uniform Combined State Law Examination
    2010-01-27
  • S63 Uniform Securities Agent State Law Examination
    2004-08-31

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