Michael Shane Gregg

Employer firm

Ima Advisory Services, Inc. CRD 112091

$3.90B regulatory AUM 192 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ima Advisory Services, Inc.

1705 17Th Street Suite 100, Denver, CO 80202 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2024-06-07
CO	RA	APPROVED	2024-05-06

KS RA
APPROVED

Since 2024-06-07
CO RA
APPROVED

Since 2024-05-06

Branch Locations

1705 17Th Street Suite 100, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Black Rock	New York	NY	08/2013	01/2017
One Medical Passport	Willington	CT	08/2017	09/2018
Partners Group	Broomfield	CO	06/2019	01/2023
Ima Advisory Services	Denver	CO	07/2023	Present
Unemployed	West Hartford	CT	02/2017	07/2017
Unemployed	West Hartford	CT	10/2018	05/2019
Unemployed	Denver	CO	02/2023	06/2023

08/2013 → 01/2017

Black Rock

New York, NY
08/2017 → 09/2018

One Medical Passport

Willington, CT
06/2019 → 01/2023

Partners Group

Broomfield, CO
07/2023 → Present

Ima Advisory Services

Denver, CO
02/2017 → 07/2017

Unemployed

West Hartford, CT
10/2018 → 05/2019

Unemployed

West Hartford, CT
02/2023 → 06/2023

Unemployed

Denver, CO

Other Businesses

Junior Achievement Rocky Mountain; non investment related; 6500 Greenwood Village Blvd, Greenwood Village, CO 80111; non-profit providing supplemental education for middle and high school students; board director; September 2020; Approximately 10 hours per quarter; duties include attending Board and committee meetings and volunteering in student programs.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-01-24

S65 Uniform Investment Adviser Law Examination

2024-01-24

View on SEC IAPD