Michael Thomas Stepnowski

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2000 → 01/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
• 02/2019 → Present
  Ubs
  Weehawken, NJ

Previous Registrations

• 2008-04-09 → 2018-06-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
  Pennington, NJ
  Pennington, NJ
  New York, NY

Other Businesses

1) Name of Business: Horsing Around./ Address: 12588 Old Pen Mar RdWaynesboroPennsylvaniaUnited States 17268./ Investment Related: No./ Nature: Retail selling of t-shirts./ Role: Proprietor / owner./ Duty: Load pictures into software to make t-shirts./ Start Date: 7/31/2023./ Time Required: NO.

Exams

• S66 Uniform Combined State Law Examination
  2008-04-07

Other Names

• Michael T Stepnowski
• Michael Thomas Stepnowski
• Michael Stepnowski