Lisa Oconnor

Employer firm

Mutual Advisors, LLC CRD 167658

$8.55B regulatory AUM 30 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• HOURLY CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2017 → 05/2021
  Bbva Securites Inc
  Lone Tree, CO
• 09/2017 → 05/2021
  Compass Bank
  Birmingham, AL
• 07/2017 → 08/2017
  Unemployed
  San Antonio, TX
• 02/2016 → 06/2017
  Ifinancial Lpl
  San Antonio, TX
• 03/2019 → 05/2021
  Bbva Wealth Solutions Inc.
  Lone Tree, CO
• 05/2021 → 12/2021
  Cuso Financial Services, :P
  San Diego, CA
• 05/2021 → 12/2021
  Bellco Credit Union
  Centennial, CO
• 01/2022 → 10/2022
  Stifel Nicolaus & Co Inc
  Colorado Springs, CO
• 10/2022 → 04/2023
  Colorado Wealth Partners, Inc.
  Colorado Springs, CO
• 10/2022 → 05/2023
  Raymond James Financial Services Advisors, Inc.
  Colorado Springs, CO
• 10/2022 → 05/2023
  Raymond James Financial Services, Inc.
  Colorado Springs, CO
• 05/2023 → Present
  Mutual Securities, Inc.
  Camarillo, CA
• 05/2023 → Present
  Mutual Advisors, Llc.
  Omaha, NE

Previous Registrations

• 2022-10-19 → 2023-04-25
  Raymond James Financial Services Advisors, Inc
  Colorado Springs, CO
• 2022-01-10 → 2022-10-18
  Stifel, Nicolaus & Company, Incorporated
  Colorado Springs, CO
• 2021-05-26 → 2021-12-13
  Cuso Financial Services, L.P.
  Centennial, CO
• 2019-03-26 → 2021-05-21
  Pnc Managed Account Solutions, Inc.
  Helotes, TX
  Lone Tree, CO

Exams

• S66 Uniform Combined State Law Examination
  2019-03-26
• S63 Uniform Securities Agent State Law Examination
  2013-09-26

Other Names

• Lisa Cuellar
• Lisa Oconnor
• Lisa O'COnnor