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Lucille F Costa

Rbc Capital Markets, LLC

Florham Park, NJ

Emerson, NJ

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-09-26
TX RA APPROVED_RES 2016-09-23
  • NJ RA
    APPROVED
    Since 2016-09-26
  • TX RA
    APPROVED_RES
    Since 2016-09-23

Branch Locations

200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States

Emerson, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus Fort Lee NJ 04/2008 09/2016
Rbc Capital Markets, Llc Parsippany NJ 09/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-04
S63 Uniform Securities Agent State Law Examination 2000-09-21
  • S65 Uniform Investment Adviser Law Examination
    2000-10-04
  • S63 Uniform Securities Agent State Law Examination
    2000-09-21
Other Names
  • Lucille Geronimo

View on SEC IAPD

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