Stephanie Summers

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → 11/2023
  Fsc Securities Corp
  Frederick, MD
• 01/2006 → Present
  Kramer Financial
  Frederick, MD
• 11/2006 → 11/2023
  Fsc Agency
  Frederick, MD
• 11/2006 → 11/2023
  Fsc Securities Corp Ria
  Frederick, MD
• 11/2023 → Present
  Osaic Wealth, Inc.
  Frederick, MD

Previous Registrations

• 2006-11-21 → 2023-11-03
  Fsc Securities Corporation
  Frederick, MD

Other Businesses

1) TRADER JANES INVESTMENT CLUB; INVESTMENT RELATED; 18202 CHALET DRIVE #2 GERMANTOWN MD 20874; PARTNER; START DATE 01-APR-2002; HOURS: 5. SECURITY HOURS: 0; PARTICIPATE IN DISCUSSIONS AS A GROUP WHAT STOCKS WE WANT TO PURCHASE AND SELL. ONE OF THE 12 PARTNERS. 2) STEPHANIE SUMMERS POSITION: Other - Agent NATURE: Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HRS: 10 SECURITIES TRADING HRS: 10 START DATE: 1/1/07 ADDRESS: 9099 Ridgefield Drive, Ste 101 Frederick, MD 21701, Frederick MD 21701 DESCRIPT: Discuss sales and servicing fixed and traditional insurance products. 3) KRAMER FINANCIAL, LLC DBA KRAMER WEALTH MANAGERS POS: Other - Financial Advisor NATURE: LLC - INVESTMENT RELATED: Yes NUMBER OF HRS: 160 SECURITIES TRADING HOURS: 140 START DATE: 8/1/06 ADDRESS: 9099 Ridgefield Drive, Suite 101Frederick, MD 21701, Frederick MD 21701, DESCRIPT: I am an employee of Kramer Financial LLC. I receive my compensation directly and pay the firm to get a salary. 4) NOTARY PUBLIC POSITION: Notary Public NATURE: LLC INVESTMENT RELATED: No NUMBER OF HRS: 1 SECURITIES TRADING HRS: 1 START DATE: 8/6/09 ADDRESS: 9099 Ridgefield Drive, Ste 101, Frederick MD 21701 DESCRIPT: Notary Public. Notarize specific client forms upon request in the office. 5) INTERNATIONAL ALUMNAE OF THE DELTA EPSILON SORORITY POSITION: Past President NATURE: Non-profit organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/19/2023 ADDRESS: 2825 Westchester Avenue, Ellicott City MD 21043, United States DESCRIPTION: Provide support to the President and other members of the board. Work on any special projects the president assigns. 6) NOTARY PUBLIC POSITION: Notary Public NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/07/2026 ADDRESS: 13506 Shearwater Pl, Germantown MD 20874, United States DESCRIPTION: Notarized client application forms as needed. 7) Washington Society of Jewish Deaf POSITION: Board member at Large NATURE: Non-profit organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/19/2019 ADDRESS: PO Box 70912, Chevy Chase MD 20813 DESCRIPTION: Represent the interests of the general membership and shall perform such duties as may be assigned to them.

Exams

• S66 Uniform Combined State Law Examination
  2006-11-16

Other Names

• Stephanie Aiello