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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-11-20 |
| TX | RA | APPROVED_RES | 2011-10-26 |
| CA | RA | APPROVED | 2011-10-18 |
Branch Locations
2029 Century Park E Pwm- Century Park North, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Century City | CA | 09/2011 | Present |
| Bank Of America, N.A. | Century City | CA | 11/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-11 |
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