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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-07-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Red Bank | NJ | 05/2011 | 09/2020 |
| Charles Schwab Bank | Red Bank | NJ | 05/2011 | 09/2020 |
| Lpl Financial Llc | Matawan | NJ | 09/2020 | Present |
| Atlas Private Wealth Advisors | Matawan | NJ | 09/2020 | 07/2022 |
1.03/17/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Appreciated Wealth Management; Investment Related; at Reported Business Location(s); Start Date 03/14/2023; 40hrs/mth; 33hrs during trading 2.04/25/2024; Pinnacle Financial Services; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 11/21/2023; 10hrs/mth; 1hrs during trading 3.05/20/2026; Crump Insurance; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 05/18/2026; 5hrs/mth; 0hrs during trading 4.05/20/2026; Ritter Insurance; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 05/18/2026; 5hrs/mth; 0hrs during trading 5. 07/08/2026 - Appreciated Health Services - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 5 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-21 |
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