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Current Employers
Wienken Advisors, Ltd.

100 Sterling Parkway Suite 307, Mechanicsburg, PA 17050 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-01-17
  • PA RA
    APPROVED
    Since 2024-01-17

Branch Locations

100 Sterling Parkway Suite 307, Mechanicsburg, PA 17050 • United States

100 Sterling Parkway Suite 307, Mechanicsburg, PA 17050 • United States

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-01-07
  • TX RA
    APPROVED_RES
    Since 2015-01-07

Branch Locations

100 Sterling Parkway Suite 307, Mechanicsburg, PA 17050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Mechanicsburg PA 04/2004 Present
Mml Investors Services, Inc Mechanicsburg PA 05/2004 Present
Wienken Advisors Ltd Mechanicsburg PA 03/2013 Present
  • 04/2004 → Present
    Massmutual
    Mechanicsburg, PA
  • 05/2004 → Present
    Mml Investors Services, Inc
    Mechanicsburg, PA
  • 03/2013 → Present
    Mechanicsburg, PA
Other Businesses

(1) Name: North American Company, Inv rel: Y Addr:4000 Market Street Camp Hill PA 17011, Nature: fixed annuity, Position: sales, Start:9-30-16, No hr/mo:0 No hr/mo dur trading:0. (2) NAME: SOUTH MOUNTAIN CYCLONES INV REL: N ADD: RESIDENTIAL ADDRESS NATURE: YOUTH SOFTBALL CLUB POSITION: PRESIDENT START DATE: 08-01-23 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: TO OVERSEE OPERATIONS OF THE SOFTBALL CLUB. (3) Name: WIENKEN ADVISORS, LTD.; INV. REL: Y; ADDR: 100 Sterling Parkway, Suite 307, Mechanicsburg, PA 17050; NATURE: INDEPENDENT INVESTMENT ADVISOR; POSITION: Investment Adviser representative; START: 1/15/2024; HRS/MO DUR TRADING: 10 DUTIES: Marketing and Presentation of Seminars.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-21
S63 Uniform Securities Agent State Law Examination 2004-08-17
  • S65 Uniform Investment Adviser Law Examination
    2006-12-21
  • S63 Uniform Securities Agent State Law Examination
    2004-08-17
Designations

View on SEC IAPD

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