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Louis Michael Ressler

Fiducient Advisors LLC

Chicago, IL

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Current Employers
Fiducient Advisors Llc

500 W Madison Street Suite 3260, Chicago, IL 60661-4593 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-01-17
  • IL RA
    APPROVED
    Since 2023-01-17

Branch Locations

500 W Madison Street Suite 3260, Chicago, IL 60661-4593 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usi Consulting Group Glastonbury CT 03/2015 08/2017
Usi Securities Glastonbury CT 03/2015 08/2017
Usi Advisors, Inc. Glastonbury CT 06/2015 08/2017
Associated Bank, Na Chicago IL 08/2017 04/2019
Lpl Financial Llc Chicago IL 09/2017 04/2019
Wintrust Investments Llc Chicago IL 04/2019 11/2022
Fiducient Advisors Llc Chicago IL 11/2022 Present
  • 03/2015 → 08/2017
    Usi Consulting Group
    Glastonbury, CT
  • 03/2015 → 08/2017
    Usi Securities
    Glastonbury, CT
  • 06/2015 → 08/2017
    Usi Advisors, Inc.
    Glastonbury, CT
  • 08/2017 → 04/2019
    Associated Bank, Na
    Chicago, IL
  • 09/2017 → 04/2019
    Lpl Financial Llc
    Chicago, IL
  • 04/2019 → 11/2022
    Wintrust Investments Llc
    Chicago, IL
  • 11/2022 → Present
    Fiducient Advisors Llc
    Chicago, IL
Previous Registrations
  • 2019-04-16 → 2022-11-30
    Wintrust Investments Llc
    Chicago, IL
    Chicago, IL
  • 2017-09-07 → 2019-04-25
    Lpl Financial Llc
    Rockford, IL
    Milwaukee, WI
    Rockford, IL
  • 2015-06-05 → 2017-08-07
    Usi Advisors
    Oak Brook, IL
    Glastonbury, CT
    Chicago, IL
  • 2015-06-04 → 2015-06-05
    Usi Securities, Inc.
    Glastonbury, CT
    Oak Brook, IL
    Glastonbury, CT
    Glastonbury, CT
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-04
S63 Uniform Securities Agent State Law Examination 2005-12-07
  • S65 Uniform Investment Adviser Law Examination
    2015-06-04
  • S63 Uniform Securities Agent State Law Examination
    2005-12-07

View on SEC IAPD

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Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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