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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-08-30
WA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2019-08-30
  • WA RA
    APPROVED
    Since 2012-10-01

Branch Locations

10011 Gravelly Lake Dr Sw, Lakewood, WA 98499 • United States

32000 Pacific Highway S., Federal Way, WA 98003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Federal Way WA 10/2012 Present
Jpmorgan Chase Bank, N.A. Federal Way WA 10/2012 Present
Previous Registrations
  • 2009-06-17 → 2012-10-01
    Chase Investment Services Corp.
    Tacoma, WA
    Tacoma, WA
    University Place, WA
    University Place, WA
    Tacoma, WA
    University Place, WA
    Tacoma, WA
    Tacoma, WA
  • 2007-04-02 → 2009-06-02
    Morgan Stanley & Co. Llc
    Tacoma, WA
  • 2007-02-05 → 2007-04-02
    Morgan Stanley Dw Inc.
    Tacoma, WA
  • 2005-01-01 → 2007-02-01
    Tacoma, WA
    Tacoma, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-23
  • S66 Uniform Combined State Law Examination
    2004-12-23
Other Names
  • Ho "Jason" Kwon
  • Ho Kwon

View on SEC IAPD

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