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Lawrence Richard Sapp

Pnc Wealth Management LLC

Cleveland, OH

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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2009-11-13
OH RA APPROVED 2009-11-13
  • IN RA
    APPROVED
    Since 2009-11-13
  • OH RA
    APPROVED
    Since 2009-11-13

Branch Locations

Cleveland Main Pnc Investments 1900 East 9Th Street, Cleveland, OH 44114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Cleveland OH 07/2015 Present
  • 07/2015 → Present
    Pnc Investments
    Cleveland, OH
Previous Registrations
  • 2007-09-06 → 2009-11-13
    Natcity Investments, Inc.
    Cleveland, OH
    Seven Hills, OH
  • 2004-08-27 → 2007-03-23
    Ameriprise Financial Services, Llc
    Westlake, OH
    Seven Hills, OH
    Independence, OH
Other Businesses

9/01/2020 â?" Rental Properties â?" Owner/Trustee â?" Non- Investment Related â?" Zero hours during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-22
  • S66 Uniform Combined State Law Examination
    2007-02-22

View on SEC IAPD

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Other Offices

FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH
INDEPENDENCE WEALTH ADVISORS, LLC · INDEPENDENCE, OH
VOYA FINANCIAL ADVISORS, INC. · INDEPENDENCE, OH
EAGLE STRATEGIES LLC · Independence, OH
W&S BROKERAGE SERVICES, INC. · INDEPENDENCE, OH
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AMERIPRISE FINANCIAL SERVICES, LLC · Independence, OH
FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH

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