Carlos Eduardo Mladineo

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-09-27
MI	RA	APPROVED	2014-08-07
TX	RA	APPROVED	2013-01-11

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Newport Beach	CA	07/2011	Present
Bank Of America, N.A.	Newport Beach	CA	05/2023	Present

07/2011 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newport Beach, CA
05/2023 → Present

Bank Of America, N.A.

Newport Beach, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-09-15
S63	Uniform Securities Agent State Law Examination	2004-04-26

Nearby Firms