David Ashley Maxwell

Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2022 → Present
  Ae Wealth Management Llc
  Topeka, KS
• 01/2010 → 10/2021
  Lake Point Advisory Group
  Rockwall, TX
• 06/2022 → Present
  Tip Top Financial Llc
  Midlothian, TX
• 11/2021 → 05/2022
  Unemployed
  Midlothian, TX

Previous Registrations

• 2015-02-11 → 2022-07-20
  Lake Point Wealth Management, Llc
  Heath, TX
  Fort Worth, TX

Other Businesses

1.) Tip Top Financial, LLC; Yes Investment Related; 3113 S. University Dr. Suite 308, Fort Worth TX, 76109; Insurance Sales; Owner; Start Date 06/2022; Approx.. 40 hours a month; Approx. 40 hours during trading; Insurance Sales and Services.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-10-17

Other Names

• Dave Ashley Maxwell