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Joseph E Girardin

Equitable Advisors, LLC

Troy, MI

CRD 4788172

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2019-09-06
  • MI RA
    APPROVED
    Since 2019-09-06

Branch Locations

880 West Long Lake Road Suite 430, Troy, MI 48098 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Finanical Services Inc Farmington Hills MI 11/2008 09/2019
Axa Advisors, Llc New York NY 09/2019 06/2020
Equitable Advisors, Llc New York NY 09/2019 Present
  • 11/2008 → 09/2019
    Ubs Finanical Services Inc
    Farmington Hills, MI
  • 09/2019 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 09/2019 → Present
    New York, NY
Previous Registrations
Other Businesses

TRUSTEE OF PARENTS TRUST.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-03
  • S66 Uniform Combined State Law Examination
    2019-10-03
Other Names
  • Joseph Edward Girardin

View on SEC IAPD

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