Brian Thomas Brown

Employer firm

Planvest, LLC CRD 309669

$46.7M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2020 → Present
  Planvest, Llc
  Blair, NE
• 07/2014 → 09/2020
  Securities America, Inc.
  Blair, NE

Previous Registrations

• 2014-06-30 → 2020-09-02
  Securities America Advisors, Inc.
  Blair, NE
  Lincoln, NE
• 2010-06-01 → 2014-07-02
  First National Capital Markets
  Omaha, NE
• 2008-04-16 → 2010-06-02
  Cetera Investment Services Llc
  Omaha, NE
  Omaha, NE
• 2007-01-29 → 2008-04-14
  Edward Jones
  Omaha, NE

Other Businesses

Brian Brown is the Co-Owner at Blair Training Center. This activity is generally not performed during trading hours. Brian Brown is currently a licensed insurance agent in the state of Nebraska. Brian Brown may sell insurance products to clients or prospective clients of PlanVest LLC.

Exams

• S66 Uniform Combined State Law Examination
  2007-01-19
• S63 Uniform Securities Agent State Law Examination
  2004-06-17

Designations

• Certified Financial Planner