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2412 Irwin Street, Melbourne, FL 32901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-06-02 |
| LA | RA | APPROVED | 2026-01-07 |
Branch Locations
6073 Louisville Street, New Orleans, LA 70124 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Washington | DC | 08/2008 | 08/2018 |
| United Wealth Management/United Brokerage Services | Bethesda | MD | 08/2018 | 03/2019 |
| Unemployed | New Orleans | LA | 03/2019 | 11/2019 |
| Equitas Capital Advisors | New Orleans | LA | 11/2019 | 08/2023 |
| Sequence Wealth Management, Llc | New Orleans | LA | 02/2023 | 04/2026 |
| Rossby Financial Llc | Melbourne | FL | 12/2025 | Present |
| Sequence Wealth Management | New Orleans | LA | 12/2025 | Present |
Everflow Insurance Advisory; Investment Related: Yes; 6073 LOUISVILLE STREET, NEW ORLEANS, LA, 70124; Insurance Agency; Owner and Licensed Insurance Agent; Start Date: 2012; Approximately ten hours a week are spent on this activity; Approximately ten hours a week are spent on this activity during securities trading hours; Duties: Owner and licensed insurance agent, sell insurance policy when applicable for client's needs. Shepard Buckman maintains current/temporary dual registration as his advisory services are transitioning from provision through Sequence Wealth Management dba Sequence Wealth Management to being offered exclusively through Rossby Financial LLC dba Sequence Wealth Management. Sequence Wealth Management and Rossby Financial LLC are unaffiliated firms.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-26 |
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