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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-29 |
| MS | RA | APPROVED | 2024-11-14 |
Branch Locations
141 Township Avenue Suite 302, Ridgeland, MS 39157-6031 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Ridgeland | MS | 02/2013 | 11/2018 |
| Osaic Wealth, Inc. | Ridgeland | MS | 11/2018 | 11/2023 |
| The Prudential Insurance Company Of America | Ridgeland | MS | 11/2023 | Present |
| Pruco Securities Llc | Ridgeland | MS | 11/2023 | 11/2024 |
| Lpl Enterprise, Llc | Ridgeland | MS | 11/2024 | Present |
1) 11/05/2024 - DIXON FINANCIAL, LLC - DBA for LPL Business (entity for LPL business) - INV Related - At reported business location(s) - Start Date 02/14/2013 - 160 hrs/mth - 120hrs During Trading 2) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-16 |
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