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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-11-19
UT RA APPROVED 2011-06-02
  • TX RA
    APPROVED
    Since 2013-11-19
  • UT RA
    APPROVED
    Since 2011-06-02

Branch Locations

13907 S Minuteman Dr Suite 200, Draper, UT 84020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Draper UT 05/2011 Present
Raymond James Financial Services Advisors Inc. Draper UT 06/2011 Present
University Of Phoenix Salt Lake City UT 01/2011 05/2018
Previous Registrations
Other Businesses

(1)Name of Business: New Hope Homeowners Association Address: 1035 E New Hope Dr, Draper, UT, 84020, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board, Officer - President Investment Related: No Start Date: 08/01/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the President of a Home Owners Association (2)Name of Business: Shaw Financial Services, LLC Address: 13907 S. Minuteman Dr, Suite 200, Draper, UT, 84020, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/16/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Business Owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-01
S63 Uniform Securities Agent State Law Examination 2004-07-16
  • S66 Uniform Combined State Law Examination
    2006-02-01
  • S63 Uniform Securities Agent State Law Examination
    2004-07-16
Designations
Other Names
  • Allyn B Shaw
  • Allyn B Shaw

View on SEC IAPD

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