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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-11-19 |
| UT | RA | APPROVED | 2011-06-02 |
Branch Locations
13907 S Minuteman Dr Suite 200, Draper, UT 84020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Draper | UT | 05/2011 | Present |
| Raymond James Financial Services Advisors Inc. | Draper | UT | 06/2011 | Present |
| University Of Phoenix | Salt Lake City | UT | 01/2011 | 05/2018 |
(1)Name of Business: New Hope Homeowners Association Address: 1035 E New Hope Dr, Draper, UT, 84020, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board, Officer - President Investment Related: No Start Date: 08/01/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the President of a Home Owners Association (2)Name of Business: Shaw Financial Services, LLC Address: 13907 S. Minuteman Dr, Suite 200, Draper, UT, 84020, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/16/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Business Owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-16 |
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