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1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-26 |
| IL | RA | APPROVED | 2025-08-04 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mesirow Financial, Inc. | Chicago | IL | 02/2014 | 07/2022 |
| Eaton Vance Distributors, Inc | Chicago | IL | 07/2022 | 04/2024 |
| Cresset Administrative Services Corporation | Chicago | IL | 04/2024 | 07/2025 |
| Foreside Fund Services, Llc | Chicago | IL | 09/2024 | 07/2025 |
| Neuberger Berman | Chicago | IL | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-20 |
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