Chad Alan Schroeder

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-09-26
IL	RA	APPROVED	2025-08-04

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Mesirow Financial, Inc.	Chicago	IL	02/2014	07/2022
Eaton Vance Distributors, Inc	Chicago	IL	07/2022	04/2024
Cresset Administrative Services Corporation	Chicago	IL	04/2024	07/2025
Foreside Fund Services, Llc	Chicago	IL	09/2024	07/2025
Neuberger Berman	Chicago	IL	07/2025	Present

2022-10-20 → 2024-05-03

Eaton Vance Management

Boston, MA
2018-07-06 → 2022-07-19

Mesirow Financial Investment Management, Inc.

Chicago, IL
2014-02-06 → 2018-07-18

Mesirow Advanced Strategies Inc

Chicago, IL
2010-11-30 → 2014-02-04

Morgan Stanley

Barrington, IL
2009-06-25 → 2010-08-18

Calamos Wealth Management Llc

Naperville, IL

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-06-23
S63	Uniform Securities Agent State Law Examination	2001-11-20