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1800 Bering Dr. Suite 940, Houston, TX 77057 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-16 |
Branch Locations
1800 Bering Dr. Suite 940, Houston, TX 77057 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2004 | 09/2016 |
| Northwestern Mutual Investment Services, Llc | Houston | TX | 06/2004 | 09/2016 |
| Northwestern Mutual Investment Services, Llc | Houston | TX | 08/2007 | 09/2016 |
| Lpl Financial Llc | Houston | TX | 09/2016 | 04/2019 |
| Arete Investments, Llc | Houston | TX | 12/2018 | Present |
| Arete Insurance Services, Llc | Houston | TX | 12/2018 | Present |
| David A. Tolson Sole Proprietor | Houston | TX | 04/2004 | 12/2018 |
| Lpl Financial Llc | Houston | TX | 09/2016 | 12/2018 |
12/2018: Arete Insurance Services, LLC - Non-Variable Insurance - Investment Related - 1800 Bering Dr, Suite 940, Houston, TX 77057- Start 12/2018 - 20 Hr/Mo; 15% Time Spent - Life, disability, LTC, DI, fixed annuitites, health through Fidelity Financial and Wealth Design (Guardian) & Mass Mutual South Texas
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-11 |
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