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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2021-03-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Billings | MT | 09/2014 | 10/2016 |
| Lpl Financial, Llc | Rexburg | ID | 10/2016 | 03/2021 |
| Independent Financial Group | Rexburg | ID | 03/2021 | Present |
(1) FARM POSITION: owner NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/17/2016 ADDRESS: 3850 E 800 N, Rigby ID 83442, United States DESCRIPTION: raise cattle and hay (2) JEFFERSON COUNTY PLANNING AND ZONING POSITION: Volunteer NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2021 ADDRESS: 210 Courthouse Way # 170, Rigby ID 83442, United States DESCRIPTION: County planning and zoning (3) LR STEEL, LLC POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/07/2016 ADDRESS: 343 E 4th N, Ste. 100, Rexburg ID 83440, United States DESCRIPTION: DBA used for marketing purposes (4) RENTAL CABIN POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 05/01/2021 ADDRESS: 3850 e 800 n, RIGBY ID 83442, United States DESCRIPTION: My wife and I have a cabin we rent out through airbnb and vrbo. (5) STEEL FINANCIAL STRATEGIES POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 02/15/2022 ADDRESS: 343 E 4th N, Ste. 100, Rexburg ID 83440, United States DESCRIPTION: DBA name for marketing purposes. (6) STEELCO LLC POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/20/2021 ADDRESS: RIGBY ID 83442, United States DESCRIPTION: EQUIPMENT RENTAL. (7) BLADES OF STEEL POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/20/2021 ADDRESS: RIGBY ID 83442, United States DESCRIPTION: LANDSCAPING. (8) YELLOWSTONE RENTAL PROPERTIES POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/23/2021 ADDRESS: 3850 e 800 n, rigby ID 83442, United States DESCRIPTION: My wife is the Real Estate Professional. I am a passive owner. I assist my wife some but not during market hours. We own long term and short term rentals. We have a management company. (9) STEEL JT FARMS POSITION: owner NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/17/2016 ADDRESS: 3850 E 800 N, Rigby ID 83442, United States DESCRIPTION: raise cattle and hay We also buy and sell cattle and horses
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-18 |
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