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Todd Jonathan Stein

Braeside Investments, LLC

Dallas, TX

CRD 4787398

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Employer firm

Braeside Investments, LLC CRD 131184

$139M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

Current Employers
Braeside Investments, Llc

14841 Dallas Parkway Suite 415, Dallas, TX 75254 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-07-06
  • TX RA
    APPROVED
    Since 2004-07-06

Branch Locations

14841 Dallas Parkway Suite 415, Dallas, TX 75254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Braeside Investments, L.L.C. Dallas TX 01/2004 Present
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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