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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-04-24 |
| TX | RA | APPROVED | 2024-04-22 |
Branch Locations
418 Pirkle Ferry Rd Unit 113, Cumming, GA 30040 • United States
Cumming, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | John's Creek | GA | 05/2022 | 04/2024 |
| Transamerica Financial Advisors, Inc | Cedar Rapids | IA | 05/2022 | 04/2024 |
| Wfgia | John's Creek | GA | 11/1999 | 04/2024 |
| Amerprise Financial Services, Llc | Cumming | GA | 04/2024 | Present |
Business Ownership; 3 Siblings, LLC; Co-owner; Manage Ameriprise Business; 418 Pirkle Ferry Rd, Unit 113, Cumming, GA, 30040; Investment-Related; 04/05/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; 3 Siblings, LLC; Co-owner; Manage advisory business; 418 Pirkle Ferry Rd, Unit 113, Cumming, GA, 30040; Investment-Related; 05/09/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-23 |
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